Yana is the Head of Financial Control of a Russian bank. On Monday, the bank’s internal auditors approach her for a quarterly check. They hand her a list of transfers & other information that they want to audit.

Regulatory compliancePer Magne SviggumAugust 5, 2019Internal audit

Monitoring for compliance and sanction control

Sravya is a project manager for an Indian bank. While her bank has various systems to highlight transactions that surpass various thresholds, or block amounts touching sanctioned countries or individuals, the systems are outdated and come with bugs.

Regulatory compliancePer Magne SviggumAugust 4, 2019Monitoring, Sanction control

Anti-money laundering investigation

Sofia is a compliance officer in a Colombian bank. One morning, she gets a call from (UIAF) Colombia’s anti money laundering agency (UIAF) about Brazil’s Operation Car Wash scandal.

Regulatory compliance

A new corruption scandal has been uncovered in Russia.
Which of our customers transacted there?

A large mining customer wants to operate a mine in the DRC.
What experience do we have there?

Regulatory compliance

A new corruption scandal has been uncovered in Russia. Which of our customers transacted there?

A large mining customer wants to operate a mine in the DRC. What experience do we have there?

A new corruption scandal has been uncovered in Russia.
Which of our customers transacted there?

A large mining customer wants to operate a mine in the DRC.
What experience do we have there?